We are looking for an experienced compliance leader to guide the regulatory program for a market-making business based in New York, New York. This Long-term Contract position will play a central role in strengthening oversight across trading activity, supervisory practices, and reporting obligations while supporting business growth with sound compliance guidance. The ideal candidate brings deep broker-dealer expertise, strong knowledge of trading regulations, and the ability to advise senior stakeholders on complex compliance matters.Responsibilities:• Direct the compliance function for the market-making business, establishing effective oversight across trading operations, surveillance activity, and regulatory reporting obligations.• Interpret and apply broker-dealer, exchange, and applicable industry regulations to ensure the business operates within required compliance standards.• Provide practical guidance on market-making activities, order handling practices, execution quality, trade reporting, and supervisory expectations.• Lead reviews, monitoring efforts, and investigations involving trading behavior, employee conduct, and potential regulatory concerns.• Coordinate responses to regulatory exams, information requests, filings, and corrective action plans to support timely and accurate resolution.• Advise stakeholders on controls related to electronic and algorithmic trading, including governance, escalation processes, and risk mitigation measures.• Work closely with Legal, Risk, Operations, Technology, and business leadership to maintain broad and consistent compliance coverage across the organization.• Oversee the development and maintenance of policies, procedures, risk assessments, training programs, and supervisory documentation.• Build, mentor, and lead a strong compliance team while communicating material risks, trends, and key issues to senior management.
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...value; we have the data and experience to know what actually works, and we'll teach you how to think that way too. This is a fully remote position. You can work from anywhere in the US. What You'll Do: Manage and optimize paid search and paid social campaigns...
...Scopic Software is seeking a growth-focused digital marketer for a full-time remote role. You will lead PPC campaigns across Google Ads and Meta Ads, optimizing performance and scaling opportunities for Scopic and its clients.With 4+ years in digital marketing, you will...
...implementation of internal initiatives Qualifications & Skills Proven experience as an executive or legal assistant, preferably in a law firm Strong knowledge of legal terminology and procedures Exceptional organizational and time-management abilities Advanced...
...academic experts and by providing highly-efficient self-study services and online tools.Job DescriptionManage, organize, and optimize PPC campaignsLaunch new PPC campaignsLearn new PPC practices, trends, and techniques to boost performance and increase campaign...